Preliminary Examination - Preparation and Defense of the Doctoral Research Proposal
The Preliminary Examination consists of the preparation, presentation, and peer review of the student’s Research Proposal and subsequent submission of the Research Proposal. Preparation of the Research Proposal allows the student to pursue a research problem to a meaningful conclusion, become aware of the findings of other researchers in his/her field, learn what a research grant is and how to prepare one, focus on his/her major research aims and the rationale and methods to achieve goals, as well as introducing the student to the peer review process. The Research Proposal is primarily the responsibility of the student with appropriate input from the major professor and a Dissertation Committee.
During the second year of studies, after the selection of the Dissertation Committee, the student will meet with the Committee to defend the potential aims and experimental design of the Proposal. This proposal is written in the National Institute of Health (NIH) grant format by the student and includes Background information from the literature, Specific Aims, Rationale, Preliminary Data, and Methods to be used to answer the questions being asked. Once the proposed dissertation is approved, it is expected that the proposal will be submitted as a grant application in the spring of the second year to the Office of Research for consideration for an intramural predoctoral fellowship award or to an external funding mechanism. If the Proposal is funded, the student’s Committee will consider the student to have passed the Preliminary Examination.
If the first submission of the grant is not funded, it will be revised by the student, who will defend the revision to the Committee. The Committee will be required to review it, provide comments, and approve the final version for the student to pass the Preliminary Examination. If the student does not pass this defense, he/she will be allowed to defend a second time. Passing the Preliminary Examination is a PhD requirement.
The grant Proposal should be submitted in the second year. However, if there are delays and the Proposal has not undergone the first submission as a grant application prior to the end of the fall of the third year, the student will be required to write a grant proposal that is on a different topic than his/her dissertation (to be approved by his/her dissertation committee before writing commences), and successfully defend it to his/her dissertation committee in order to pass the Preliminary Examination.